The AAII Connecticut Chapter presents...
"Defining Moments in the Brokerage Industry"
Howard G. Berg
Howard G. Berg has the unique perspective of a Wall Street senior executive who lived through the industry’s evolution from when the market executed 2 million to 10 billion shares a day. For the last 20 years, through Jackson, Grant Consulting, Howard has consulted with attorneys in over 1,700 cases involving securities disputes between brokers and their customers.
Attendees will receive a copy of one of his publications relevant to this topic, “The Role of Arbitration When Regulation Lags - From “Investigate Before You Invest” (1950) to “Sell Them to the Dumb Ones” (1990).