The AAII Portland Chapter presents...
"Investor Rights in America: Claims, Financial Industry Defenses, and the Fairness of the Process"
Discussed by:
Robert S. Banks Jr.
Investment Law Attorney, Banks Law Office PC
Mr. Banks is an attorney who has represented investors in disputes with the financial services industry for 26 years. He will discuss the options available to investors who lose money as a result of a financial advisor’s fraud or negligence. He will describe the law governing the claims, the types of claims he has filed, the common defenses, how the claims are resolved, and the overall fairness of the process that is used to resolve these disputes. Time will be reserved for a question-and-answer session.
| Attend This Meeting and Learn... |
 | What rights and remedies are available to investors under the law |
 | The types of investor claims most likely to result in the investor recovering losses from an advisor’s fraud or negligence
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 | How the FINRA arbitration system works
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