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The AAII Portland Chapter presents...


"Investor Rights in America: Claims, Financial Industry Defenses, and the Fairness of the Process"

    Discussed by:

    Robert S. Banks Jr.
    Investment Law Attorney, Banks Law Office PC

Mr. Banks is an attorney who has represented investors in disputes with the financial services industry for 26 years. He will discuss the options available to investors who lose money as a result of a financial advisor’s fraud or negligence. He will describe the law governing the claims, the types of claims he has filed, the common defenses, how the claims are resolved, and the overall fairness of the process that is used to resolve these disputes. Time will be reserved for a question-and-answer session.

Attend This Meeting and Learn...
What rights and remedies are available to investors under the law
The types of investor claims most likely to result in the investor recovering losses from an advisor’s fraud or negligence
How the FINRA arbitration system works

  MEETING DETAILS
Date:
Tuesday, July 19, 2011
Time:
6:00 – 7:00 p.m.    Registration
6:10 – 7:00 p.m.    Investment Discussion Group
7:20 – 9:00 p.m.    Program
Location:
Embassy Suites
Portland Airport, 7900 NE 82nd Ave.
Portland, OR
503-460-3000
[ Map This Location ]

Payment:
In Advance (by 7/15), Everyone, $15/person
At the Door space permitting, Everyone, $20/person
No Refunds, however, those with prepaid registration who are
unable to attend may order a DVD of the meeting for $5.
Contact Steve Courtney at 503/408-0606 or
slcourt@comcast.net to place order.

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