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AAII's Guide to Top Web Sites

Regulators

For individuals who have investment-related problems or complaints, or who just want to see if background information is available, the websites of the various regulatory organizations can provide valuable information. Many regulators also allow you to file a complaint online.

 Commodity Futures Trading Commission (CFTC)  
   www.cftc.gov



 Federal Deposit Insurance Corp. (FDIC)  
   www.fdic.gov



 Financial Industry Regulatory Authority (FINRA)  
   www.finra.org



 National Association of Insurance Commissioners (NAIC)  
   www.naic.org



 National Futures Association  
   www.nfa.futures.org



 North American Securities Administrators Association (NASAA)  
   www.nasaa.org



 Pension Benefit Guaranty Corp. (PBGC)  
   www.pbgc.gov



 Securities Investor Protection Corp.  
   www.sipc.org



 U.S. Securities and Exchange Commission (SEC)  
   www.sec.gov