AAII's Guide to Top Web Sites


For individuals who have investment-related problems or complaints, or who just want to see if background information is available, the websites of the various regulatory organizations can provide valuable information. Many regulators also allow you to file a complaint online.

 Commodity Futures Trading Commission (CFTC)

 Federal Deposit Insurance Corp. (FDIC)

 Financial Industry Regulatory Authority (FINRA)

 National Association of Insurance Commissioners (NAIC)

 National Futures Association

 North American Securities Administrators Association (NASAA)

 Pension Benefit Guaranty Corp. (PBGC)

 Securities Investor Protection Corp.

 U.S. Securities and Exchange Commission (SEC)