Fund Evaluator:
First Trust Mid Cap Value AlphaDEX® ETF (FNK)
Follow This Fund
Equity
Global Asset Class
U.S. Equity
Fund Group
Small Value
Category
$32.460
NAV (as of Oct 07)
$0.00
Minimum Initial
0.74% F
Expense Ratio
$228 Mil
Assets
Open
Status
0.00%
12b-1 Fee
1.43%
TTM Yield
0.00%
Max Load
87%
Portfolio Turnover
Best Performing in Small Value Over the Last Year
| 44.7% | Bridgeway Omni Small-Cap Value N (BOSVX) |
| 43.3% | PGIM Quant Solutions Small-Cap Val Z (TASVX) |
| 42.5% | Goldman Sachs Small Cp Val Insghts Inv (GTTTX) |
| 40.5% | Auer Growth (AUERX) |
| 39.9% | Heartland Value Investor (HRTVX) |
Data as of 7/31/2026
3.3% A
1-Mo Return
5.6% C
3-Mo Return
14.7% F
YTD Return
22.5% F
1-Yr Return
10.8% F
3-Yr Return
9.1% C
5-Yr Return
0.94 B
Category Risk Index
1.41
Total Risk Index
Fund Details
Fund Family
First Trust
Inception Date
4/19/2011
Share Class Type
Equity Investment Style
Small-Cap
Value
Bond Investment Style
na
Socially Responsible Fund
No
Index Fund
Yes
Benchmark Index
Russell 3000 TR USD: 100%
Additional Fund Details
First Trust Mid Cap Value AlphaDEX® ETF Overview
FNK Trailing NAV Total Returns Data as of 7/31/26
| Last Month |
Last Quarter |
Ann'l. 1Yr |
Ann'l. 3Yr |
Ann'l. 5Yr |
Ann'l. 10Yr |
|
| FNK Return (NAV) | 3.3% | 5.6% | 22.5% | 10.8% | 9.1% | 9.8% |
| FNK Grade | A | C | F | F | C | D |
| +/- Category | 3.7% | -0.7% | -8.1% | -2.6% | -0.1% | -0.2% |
| Small Value Avg | -0.4% | 6.4% | 30.6% | 13.4% | 9.1% | 9.9% |
| FNK Tax Cost Ratio | na | na | 0.5% | 0.4% | 0.5% | 0.5% |
FNK Annual NAV Total ReturnsData as of 7/31/26
| 2026 | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | |
| FNK Return (NAV) | 14.7% | 5.8% | 6.6% | 20.7% | -7.0% | 33.5% | 1.0% | 20.7% | -14.5% | 11.5% | 26.3% |
| FNK Grade | F | D | D | B | B | B | D | C | D | B | D |
| +/- Category | -5.4% | -0.9% | -3.1% | 4.9% | 3.3% | 3.3% | -3.1% | -2.3% | 0.2% | 1.2% | 1.6% |
| Small Value Avg | 20.1% | 6.6% | 9.7% | 15.8% | -10.3% | 30.3% | 4.1% | 23.0% | -14.7% | 10.2% | 24.7% |
| Risk Measures | |
| Standard Deviation: | 17.3% |
| Total Risk Index: | 1.41 - Above Average |
| Category Risk Index: | 0.94 - Below Average |
| Category Risk Grade: | B (28% Rank) |
| Beta: | 0.86 |
| R-Squared: | 42% |
| Leveraged Fund: | No |
| Inverse Fund: | No |
| Portfolio Characteristics | |
| Equity Investment Style: | Small-Cap Value |
| Bond Investment Style: | na |
| Yield: | 1.4% |
| Dividend Distribution: | Quarterly |
| Cap Gains Distribution: | |
| Total Assets: | $228 Mil |
| Fund Total Assets: | $ 228 Mil |
| Share Class Type: | |
| Portfolio Turnover: | 87% |
Management Team
| Number of Managers: 7 | |||
| Longest Tenure: 15.3 years | |||
| Average Tenure: 13.2 years | |||
| Managers (Year): Lindquist Daniel (2011), Erickson Jon (2011), McGarel David (2011), Ueland Stan (2011), Testin Roger (2011), Peterson Chris (2016), Russo Erik (2020) | |||
Portfolio Composition (as of 7/30/26)
| # of Holdings: | 228 |
| % in Top 10 Holdings: | 8.7% |
| Fund is Non-Diversified: | No |
| % in Foreign Issues: | 1.2% |
Portfolio Allocation |
|
| Domestic Stock: | 98.7% |
| Foreign Stock: | 1.2% |
| Preferred Stock: | 0.0% |
| Domestic Bond: | 0.0% |
| Foreign Bond: | 0.0% |
| Convertible Bond: | 0.0% |
| Other: | 0.0% |
| Cash: | 0.1% |
Purchase Information
| Fund Family: | First Trust |
| Phone Number: | 800-621-1675 |
| Website: | www.ftportfolios.com |
| Status: | Open |
| Inception Date: | April 19, 2011 |
| Min. Initial Purchase: | $ 0 |
| Min. Initial IRA Purchase: | $ 0 |
| True No-Load: | Yes |
| Front Load Maximum: | 0.00% |
| Deferred Charge Maximum: | 0.00% |
| Redemption Charge Maximum: | 0.00% |
| 12b-1 Fee: | 0.00% |
Expenses and Fees | |
| Expense Ratio (%): | 0.74% ( Rating : Above Avg ) |
| Category Average Expense Ratio (%): | 1.17% |
| Share Class: | First Trust Mid Cap Value AlphaDEX® ETF |
| Min. Subsequent Purchase: | $ 0 |
| Min. Subsequent IRA Purchase: | $ 0 |
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