Fund Evaluator:
First Trust Financials AlphaDEX® ETF (FXO)
Follow This Fund
Equity
Global Asset Class
Sector Equity
Fund Group
Financial
Category
$31.010
NAV (as of Oct 07)
$0.00
Minimum Initial
0.60% D
Expense Ratio
$1,128 Mil
Assets
Open
Status
0.00%
12b-1 Fee
1.99%
TTM Yield
0.00%
Max Load
90%
Portfolio Turnover
Best Performing in Financial Over the Last Year
| 33.8% | Hennessy Small Cap Financial Investor (HSFNX) |
| 32.0% | Fidelity Select Banking (FSRBX) |
| 30.0% | Gabelli Global Financial Services AAA (GAFSX) |
| 29.7% | Rydex Banking Inv (RYKIX) |
| 17.4% | Fidelity Advisor Financials Z (FIKBX) |
Data as of 7/31/2026
5.3% C
1-Mo Return
10.1% B
3-Mo Return
10.4% B
YTD Return
17.9% B
1-Yr Return
19.4% B
3-Yr Return
11.4% B
5-Yr Return
1.01 C
Category Risk Index
1.40
Total Risk Index
Fund Details
Fund Family
First Trust
Inception Date
5/8/2007
Share Class Type
Equity Investment Style
Mid-Cap
Value
Bond Investment Style
na
Socially Responsible Fund
No
Index Fund
Yes
Benchmark Index
Russell 1000 TR USD: 100%
Additional Fund Details
First Trust Financials AlphaDEX® ETF Overview
FXO Trailing NAV Total Returns Data as of 7/31/26
| Last Month |
Last Quarter |
Ann'l. 1Yr |
Ann'l. 3Yr |
Ann'l. 5Yr |
Ann'l. 10Yr |
|
| FXO Return (NAV) | 5.3% | 10.1% | 17.9% | 19.4% | 11.4% | 13.2% |
| FXO Grade | C | B | B | B | B | B |
| +/- Category | 1.2% | 1.1% | 0.2% | 0.1% | 2.1% | 1.9% |
| Financial Avg | 4.1% | 9.0% | 17.7% | 19.3% | 9.3% | 11.3% |
| FXO Tax Cost Ratio | na | na | 0.7% | 0.6% | 0.7% | 0.8% |
FXO Annual NAV Total ReturnsData as of 7/31/26
| 2026 | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | |
| FXO Return (NAV) | 10.4% | 13.5% | 27.8% | 9.3% | -9.2% | 37.6% | 5.9% | 26.3% | -11.7% | 17.9% | 18.2% |
| FXO Grade | B | B | C | D | B | B | A | D | B | C | D |
| +/- Category | 1.5% | -1.8% | 2.3% | -2.5% | 7.6% | 4.0% | 5.4% | -2.1% | 3.7% | 1.8% | -2.7% |
| Financial Avg | 8.9% | 15.3% | 25.6% | 11.8% | -16.8% | 33.6% | 0.5% | 28.3% | -15.3% | 16.1% | 20.9% |
| Risk Measures | |
| Standard Deviation: | 17.2% |
| Total Risk Index: | 1.40 - Above Average |
| Category Risk Index: | 1.01 - Above Average |
| Category Risk Grade: | D (61% Rank) |
| Beta: | 0.88 |
| R-Squared: | 42% |
| Leveraged Fund: | No |
| Inverse Fund: | No |
| Portfolio Characteristics | |
| Equity Investment Style: | Mid-Cap Value |
| Bond Investment Style: | na |
| Yield: | 2.0% |
| Dividend Distribution: | Quarterly |
| Cap Gains Distribution: | Annually |
| Total Assets: | $1128 Mil |
| Fund Total Assets: | $1,129 Mil |
| Share Class Type: | |
| Portfolio Turnover: | 90% |
Management Team
| Number of Managers: 7 | |||
| Longest Tenure: 19.2 years | |||
| Average Tenure: 16.0 years | |||
| Managers (Year): Lindquist Daniel (2007), Erickson Jon (2007), McGarel David (2007), Ueland Stan (2007), Testin Roger (2007), Peterson Chris (2016), Russo Erik (2020) | |||
Portfolio Composition (as of 7/30/26)
| # of Holdings: | 107 |
| % in Top 10 Holdings: | 18.1% |
| Fund is Non-Diversified: | No |
| % in Foreign Issues: | 3.1% |
Portfolio Allocation |
|
| Domestic Stock: | 96.8% |
| Foreign Stock: | 3.1% |
| Preferred Stock: | 0.0% |
| Domestic Bond: | 0.0% |
| Foreign Bond: | 0.0% |
| Convertible Bond: | 0.0% |
| Other: | 0.0% |
| Cash: | 0.0% |
Purchase Information
| Fund Family: | First Trust |
| Phone Number: | 800-621-1675 |
| Website: | www.ftportfolios.com |
| Status: | Open |
| Inception Date: | May 8, 2007 |
| Min. Initial Purchase: | $ 0 |
| Min. Initial IRA Purchase: | $ 0 |
| True No-Load: | Yes |
| Front Load Maximum: | 0.00% |
| Deferred Charge Maximum: | 0.00% |
| Redemption Charge Maximum: | 0.00% |
| 12b-1 Fee: | 0.00% |
Expenses and Fees | |
| Expense Ratio (%): | 0.60% ( Rating : Above Avg ) |
| Category Average Expense Ratio (%): | 1.33% |
| Share Class: | First Trust Financials AlphaDEX® ETF |
| Min. Subsequent Purchase: | $ 0 |
| Min. Subsequent IRA Purchase: | $ 0 |
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