Fund Evaluator:
First Trust Small Cap Gr AlphaDEX® ETF (FYC)
Follow This Fund
Equity
Global Asset Class
U.S. Equity
Fund Group
Small Growth
Category
$43.410
NAV (as of Oct 07)
$0.00
Minimum Initial
0.70% D
Expense Ratio
$1,304 Mil
Assets
Open
Status
0.00%
12b-1 Fee
0.16%
TTM Yield
0.00%
Max Load
137%
Portfolio Turnover
Best Performing in Small Growth Over the Last Year
| 78.1% | Oberweis Micro-Cap (OBMCX) |
| 72.6% | Emerald Growth Investor (FFGRX) |
| 70.7% | FullerThaler Behavioral Sm-Cp Gr Inv (FTXNX) |
| 70.1% | Hood River New Opportunities Investor (HRNIX) |
| 61.1% | Carillon Chartwell Small Cap I (UMBHX) |
Data as of 6/30/2026
9.7% A
1-Mo Return
31.4% A
3-Mo Return
32.6% A
YTD Return
60.3% A
1-Yr Return
28.9% A
3-Yr Return
12.2% A
5-Yr Return
1.00 D
Category Risk Index
1.73
Total Risk Index
Fund Details
Fund Family
First Trust
Inception Date
4/19/2011
Share Class Type
Equity Investment Style
Small-Cap
Growth
Bond Investment Style
na
Socially Responsible Fund
No
Index Fund
Yes
Benchmark Index
Russell 3000 TR USD: 100%
Additional Fund Details
First Trust Small Cap Gr AlphaDEX® ETF Overview
FYC Trailing NAV Total Returns Data as of 6/30/26
| Last Month |
Last Quarter |
Ann'l. 1Yr |
Ann'l. 3Yr |
Ann'l. 5Yr |
Ann'l. 10Yr |
|
| FYC Return (NAV) | 9.7% | 31.4% | 60.3% | 28.9% | 12.2% | 15.4% |
| FYC Grade | A | A | A | A | A | A |
| +/- Category | 3.3% | 6.7% | 26.6% | 12.5% | 7.5% | 2.9% |
| Small Growth Avg | 6.5% | 24.7% | 33.7% | 16.4% | 4.6% | 12.5% |
| FYC Tax Cost Ratio | na | na | 0.1% | 0.1% | 0.1% | 0.1% |
FYC Annual NAV Total ReturnsData as of 6/30/26
| 2026 | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | |
| FYC Return (NAV) | 32.6% | 24.3% | 24.0% | 14.2% | -25.7% | 21.8% | 32.1% | 16.8% | -5.6% | 23.2% | 13.9% |
| FYC Grade | A | A | A | F | B | B | C | F | C | B | C |
| +/- Category | 10.5% | 16.3% | 8.5% | -2.6% | 2.2% | 11.3% | -9.8% | -13.1% | -1.5% | -0.9% | 3.7% |
| Small Growth Avg | 22.1% | 8.0% | 15.5% | 16.7% | -27.9% | 10.5% | 41.8% | 29.9% | -4.1% | 24.1% | 10.2% |
| Risk Measures | |
| Standard Deviation: | 21.1% |
| Total Risk Index: | 1.73 - High |
| Category Risk Index: | 1.00 - Above Average |
| Category Risk Grade: | D (75% Rank) |
| Beta: | 1.32 |
| R-Squared: | 66% |
| Leveraged Fund: | No |
| Inverse Fund: | No |
| Portfolio Characteristics | |
| Equity Investment Style: | Small-Cap Growth |
| Bond Investment Style: | na |
| Yield: | 0.2% |
| Dividend Distribution: | Quarterly |
| Cap Gains Distribution: | |
| Total Assets: | $1304 Mil |
| Fund Total Assets: | $1,304 Mil |
| Share Class Type: | |
| Portfolio Turnover: | 137% |
Management Team
| Number of Managers: 7 | |||
| Longest Tenure: 15.2 years | |||
| Average Tenure: 13.1 years | |||
| Managers (Year): Lindquist Daniel (2011), Erickson Jon (2011), McGarel David (2011), Ueland Stan (2011), Testin Roger (2011), Peterson Chris (2016), Russo Erik (2020) | |||
Portfolio Composition (as of 6/30/26)
| # of Holdings: | 263 |
| % in Top 10 Holdings: | 11.6% |
| Fund is Non-Diversified: | No |
| % in Foreign Issues: | 1.3% |
Portfolio Allocation |
|
| Domestic Stock: | 98.7% |
| Foreign Stock: | 1.3% |
| Preferred Stock: | 0.0% |
| Domestic Bond: | 0.0% |
| Foreign Bond: | 0.0% |
| Convertible Bond: | 0.0% |
| Other: | 0.0% |
| Cash: | 0.1% |
Purchase Information
| Fund Family: | First Trust |
| Phone Number: | 800-621-1675 |
| Website: | www.ftportfolios.com |
| Status: | Open |
| Inception Date: | April 19, 2011 |
| Min. Initial Purchase: | $ 0 |
| Min. Initial IRA Purchase: | $ 0 |
| True No-Load: | Yes |
| Front Load Maximum: | 0.00% |
| Deferred Charge Maximum: | 0.00% |
| Redemption Charge Maximum: | 0.00% |
| 12b-1 Fee: | 0.00% |
Expenses and Fees | |
| Expense Ratio (%): | 0.70% ( Rating : Above Avg ) |
| Category Average Expense Ratio (%): | 1.18% |
| Share Class: | First Trust Small Cap Gr AlphaDEX® ETF |
| Min. Subsequent Purchase: | $ 0 |
| Min. Subsequent IRA Purchase: | $ 0 |
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