Fund Evaluator:
First Trust Small Cap Core AlphaDEX® ETF (FYX)
Follow This Fund
Equity
Global Asset Class
U.S. Equity
Fund Group
Small Blend
Category
$58.830
NAV (as of Oct 07)
$0.00
Minimum Initial
0.58% D
Expense Ratio
$1,370 Mil
Assets
Open
Status
0.00%
12b-1 Fee
0.89%
TTM Yield
0.00%
Max Load
102%
Portfolio Turnover
Best Performing in Small Blend Over the Last Year
| 67.2% | Royce Micro-Cap Invmt (RYOTX) |
| 54.3% | River Oak Discovery (RIVSX) |
| 48.4% | North Star Small Cap Value Investor (WSCVX) |
| 46.5% | Paradigm Value (PVFAX) |
| 46.0% | Nuveen Quant Small Cap Equity I (TSCHX) |
Data as of 6/30/2026
7.8% A
1-Mo Return
21.2% B
3-Mo Return
28.1% A
YTD Return
49.9% A
1-Yr Return
22.0% A
3-Yr Return
10.4% A
5-Yr Return
1.09 D
Category Risk Index
1.64
Total Risk Index
Fund Details
Fund Family
First Trust
Inception Date
5/8/2007
Share Class Type
Equity Investment Style
Small-Cap
Value
Bond Investment Style
na
Socially Responsible Fund
No
Index Fund
Yes
Benchmark Index
Russell 3000 TR USD: 100%
Additional Fund Details
First Trust Small Cap Core AlphaDEX® ETF Overview
FYX Trailing NAV Total Returns Data as of 6/30/26
| Last Month |
Last Quarter |
Ann'l. 1Yr |
Ann'l. 3Yr |
Ann'l. 5Yr |
Ann'l. 10Yr |
|
| FYX Return (NAV) | 7.8% | 21.2% | 49.9% | 22.0% | 10.4% | 13.3% |
| FYX Grade | A | B | A | A | A | A |
| +/- Category | 1.9% | 1.4% | 16.0% | 5.7% | 2.5% | 2.1% |
| Small Blend Avg | 5.9% | 19.8% | 33.9% | 16.4% | 7.9% | 11.2% |
| FYX Tax Cost Ratio | na | na | 0.3% | 0.3% | 0.3% | 0.3% |
FYX Annual NAV Total ReturnsData as of 6/30/26
| 2026 | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | |
| FYX Return (NAV) | 28.1% | 12.9% | 12.2% | 18.1% | -18.4% | 27.5% | 19.2% | 21.1% | -10.3% | 14.5% | 22.7% |
| FYX Grade | A | A | B | B | D | B | B | F | C | B | B |
| +/- Category | 6.4% | 5.0% | 0.6% | 1.7% | -1.9% | 4.3% | 4.9% | -4.4% | 1.6% | 0.4% | 2.5% |
| Small Blend Avg | 21.7% | 7.9% | 11.6% | 16.5% | -16.5% | 23.2% | 14.4% | 25.5% | -11.8% | 14.1% | 20.2% |
| Risk Measures | |
| Standard Deviation: | 19.9% |
| Total Risk Index: | 1.64 - Above Average |
| Category Risk Index: | 1.09 - High |
| Category Risk Grade: | F (82% Rank) |
| Beta: | 1.09 |
| R-Squared: | 51% |
| Leveraged Fund: | No |
| Inverse Fund: | No |
| Portfolio Characteristics | |
| Equity Investment Style: | Small-Cap Value |
| Bond Investment Style: | na |
| Yield: | 0.9% |
| Dividend Distribution: | Quarterly |
| Cap Gains Distribution: | Annually |
| Total Assets: | $1370 Mil |
| Fund Total Assets: | $1,371 Mil |
| Share Class Type: | |
| Portfolio Turnover: | 102% |
Management Team
| Number of Managers: 7 | |||
| Longest Tenure: 19.2 years | |||
| Average Tenure: 15.9 years | |||
| Managers (Year): Lindquist Daniel (2007), Erickson Jon (2007), McGarel David (2007), Ueland Stan (2007), Testin Roger (2007), Peterson Chris (2016), Russo Erik (2020) | |||
Portfolio Composition (as of 6/30/26)
| # of Holdings: | 525 |
| % in Top 10 Holdings: | 5.7% |
| Fund is Non-Diversified: | No |
| % in Foreign Issues: | 1.3% |
Portfolio Allocation |
|
| Domestic Stock: | 98.7% |
| Foreign Stock: | 1.3% |
| Preferred Stock: | 0.0% |
| Domestic Bond: | 0.0% |
| Foreign Bond: | 0.0% |
| Convertible Bond: | 0.0% |
| Other: | 0.0% |
| Cash: | 0.1% |
Purchase Information
| Fund Family: | First Trust |
| Phone Number: | 800-621-1675 |
| Website: | www.ftportfolios.com |
| Status: | Open |
| Inception Date: | May 8, 2007 |
| Min. Initial Purchase: | $ 0 |
| Min. Initial IRA Purchase: | $ 0 |
| True No-Load: | Yes |
| Front Load Maximum: | 0.00% |
| Deferred Charge Maximum: | 0.00% |
| Redemption Charge Maximum: | 0.00% |
| 12b-1 Fee: | 0.00% |
Expenses and Fees | |
| Expense Ratio (%): | 0.58% ( Rating : Avg ) |
| Category Average Expense Ratio (%): | 1.05% |
| Share Class: | First Trust Small Cap Core AlphaDEX® ETF |
| Min. Subsequent Purchase: | $ 0 |
| Min. Subsequent IRA Purchase: | $ 0 |
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